Regulators Straining to Figure Out How to Not Facilitate Frauds and Schemes...
We knew back when the poorly named JOBS Act passed into law that it would provide more opportunities for financial schemers to re-open bucket shops and rip off their clients with investment scams than...
View ArticleRepublicans Angry That SEC Allowing Public Comment Period for a Rule Change
Normally you would attack a regulator for corruption on their way in the door, not on their way out. But Patrick McHenry (R-NC) claims that SEC Chair Mary Schapiro, in one of her final acts, burnished...
View ArticleDavid Dayen: Mysterious Study Backs Financial Adviser Thieves …
The House Financial Services Committee vote on H.R. 2374, the Retail Investor Protection Act (it does the opposite, delaying the Labor Department's proposed rule and actually making it impossible to...
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